Compliance

ClearEdge consultants have a wide array of experience deploying 3rd party Compliance systems. We believe that proper data setup is by far the greatest success factor in any compliance initiative. As such, we've developed comprehensive and efficient methods to populate the data elements necessary to execute a firm's rule library.

We also recognize that the workflow of compliance affects different groups of an organization in different ways. For example, it's often impractical to assume that compliance officers will be at the ready to sign off on all compliance breaches at a moment's notice. We work closely with our clients to develop the most appropriate and practical workflow taking into consideration the perspective of Portfolio Managers, Compliance officers, and executive management.

Please contact us to see how we can help you get the most out of your systems and compliance workflow.

Compliance

Charles River Development—CRIMS
Latent Zero—Sentinel
Linedata Services—PositionManager
Bloomberg—POMS